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Investment Advisor License in Arkansas

Your complete 2026 guide to obtaining and maintaining your Investment Advisor license in AR. Covers fees, exams, documents, and renewal.

Application Fee

$500

Processing Time

4-8 Weeks

Exam Required

Series 65 or Series 66 Exam

Difficulty Level

High

Step-by-Step: How to Get Licensed

Follow these 5 steps to obtain your Investment Advisor license in Arkansas.

Step 1·Complete Education

Finish an approved Investment Advisor training program in Arkansas.

Step 2·Gather Documents

Collect all 5 required documents for your AR application.

Step 3·Pass the Exam

Score passing marks on the Series 65 or Series 66 Exam.

Step 4·Submit Application

File your application with the Arkansas licensing board and pay the $500 fee.

Step 5·Receive License

Processing takes 4-8 weeks in AR. Practice legally once approved.

How to Apply

Getting licensed as a Investment Advisor in Arkansas starts with meeting the educational prerequisites set by the AR licensing authority. Once you have completed your training, you will need to register for and pass the Series 65 or Series 66 Exam. After passing, submit your application along with all required documents to the Arkansas state board.

Requirements

To qualify for Investment Advisor licensure in Arkansas, candidates must satisfy several prerequisites. AR mandates completion of an approved training program, successful passage of the Series 65 or Series 66 Exam, and a clean criminal background check. Additional requirements may include proof of residency and professional references as determined by the Arkansas regulatory authority.

Fees & Costs

Obtaining your Investment Advisor license in Arkansas requires a financial investment. The base licensing fee in AR is $500, which includes application processing and credential verification. Exam registration fees are separate and vary by testing center. Budget for approximately $650 total when accounting for all associated costs in Arkansas.

License Fee Calculator — Investment Advisor in Arkansas

Base License Fee$500
Estimated Total$500

Renewal Process

License renewal for Investment Advisor professionals in Arkansas occurs on a 1-year cycle. AR charges a renewal fee of $350 and mandates continuing education as part of the renewal process. It is recommended to begin the renewal process in Arkansas at least 60 days before your license expires to ensure uninterrupted practice.

License Expiry Calculator — Investment Advisor in AR

Enter your license issue date to see when renewal is due. Arkansas requires renewal every 1 year.

Additional Information

The demand for licensed Investment Advisor professionals in Arkansas continues to grow. AR offers a supportive regulatory environment that balances consumer protection with professional opportunity. The licensing board in Arkansas provides online tools and resources to help applicants navigate the process efficiently. Many Investment Advisor professionals in AR report high job satisfaction and competitive compensation.

Document Checklist — Investment Advisor

0 of 5 documents ready

Frequently Asked Questions

License Reciprocity: Can I Use My Arkansas Investment Advisor License in Other States?

Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.

Destination StateReciprocityNotes
Alaska (AK) NoneAK does not recognize AR Investment Advisor license. Full re-application required.
Alabama (AL) FullAL accepts AR Investment Advisor license via reciprocity agreement.
Arizona (AZ) NoneAZ does not recognize AR Investment Advisor license. Full re-application required.
Colorado (CO) NoneCO does not recognize AR Investment Advisor license. Full re-application required.
Delaware (DE) NoneDE does not recognize AR Investment Advisor license. Full re-application required.
California (CA) PartialCA requires additional exam or paperwork for AR license holders.
Florida (FL) PartialFL requires additional exam or paperwork for AR license holders.
Iowa (IA) NoneIA does not recognize AR Investment Advisor license. Full re-application required.

Where to File Locally in Arkansas

Visit a licensing department office near you for in-person assistance.

Little Rock

500 Woodlane St, Little Rock, AR 72201

(501) 682-2341

Mon-Fri 8:00 AM - 4:30 PM

Fort Smith

623 Garrison Ave, Fort Smith, AR 72901

(479) 784-2400

Mon-Fri 8:00 AM - 4:30 PM

Fayetteville

113 W Mountain St, Fayetteville, AR 72701

(479) 575-8323

Mon-Fri 8:00 AM - 4:30 PM

Jonesboro

300 S Church St, Jonesboro, AR 72401

(870) 933-4604

Mon-Fri 8:00 AM - 4:30 PM

Hot Springs

133 Convention Blvd, Hot Springs, AR 71901

(501) 321-6800

Mon-Fri 8:00 AM - 4:30 PM

Official Arkansas Resources

Always verify requirements directly with the Arkansas state board. Regulations may change.

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Disclaimer

US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.