How to Apply
To obtain your Investment Advisor license in Colorado, you must first complete the state-mandated pre-licensing education requirements. Colorado requires all applicants to pass the Series 65 or Series 66 Exam before submitting their application to the state licensing board. The application process in CO is straightforward but requires careful attention to detail and documentation.
Requirements
Colorado has specific requirements for Investment Advisor licensure that applicants must fulfill. You must be at least 18 years old and hold a valid government-issued identification. Educational requirements include completing an accredited program relevant to provide investment advice and manage client portfolios. A clean background check is mandatory in CO, and you must demonstrate good moral character. The Series 65 or Series 66 Exam must be passed with a minimum score set by the Colorado board.
Fees & Costs
The initial application fee for a Investment Advisor license in Colorado is approximately $500. This fee covers the processing of your application and initial license issuance. CO also charges an examination fee which is typically paid directly to the testing provider. Late application submissions in Colorado may incur additional penalties of up to $125.
License Fee Calculator — Investment Advisor in Colorado
Renewal Process
Colorado requires Investment Advisor license holders to renew their credentials every 1 year. The renewal fee is $350 in CO. Continuing education requirements must be met before the renewal application is submitted. Colorado offers both online and mail-in renewal options for licensed professionals.
License Expiry Calculator — Investment Advisor in CO
Enter your license issue date to see when renewal is due. Colorado requires renewal every 1 year.
Additional Information
The demand for licensed Investment Advisor professionals in Colorado continues to grow. CO offers a supportive regulatory environment that balances consumer protection with professional opportunity. The licensing board in Colorado provides online tools and resources to help applicants navigate the process efficiently. Many Investment Advisor professionals in CO report high job satisfaction and competitive compensation.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Colorado Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | Partial | AK requires additional exam or paperwork for CO license holders. |
| Alabama (AL) | Full | AL accepts CO Investment Advisor license via reciprocity agreement. |
| Arizona (AZ) | None | AZ does not recognize CO Investment Advisor license. Full re-application required. |
| Arkansas (AR) | Full | AR accepts CO Investment Advisor license via reciprocity agreement. |
| Delaware (DE) | Partial | DE requires additional exam or paperwork for CO license holders. |
| California (CA) | Partial | CA requires additional exam or paperwork for CO license holders. |
| Florida (FL) | Partial | FL requires additional exam or paperwork for CO license holders. |
| Iowa (IA) | None | IA does not recognize CO Investment Advisor license. Full re-application required. |
Where to File Locally in Colorado
Visit a licensing department office near you for in-person assistance.
Denver
1560 Broadway, Denver, CO 80202
(303) 894-7855
Mon-Fri 8:00 AM - 5:00 PM
Colorado Springs
30 S Nevada Ave, Colorado Springs, CO 80903
(719) 385-5175
Mon-Fri 8:00 AM - 5:00 PM
Aurora
15151 E Alameda Pkwy, Aurora, CO 80012
(303) 739-7000
Mon-Fri 8:00 AM - 5:00 PM
Fort Collins
300 LaPorte Ave, Fort Collins, CO 80521
(970) 221-6500
Mon-Fri 8:00 AM - 5:00 PM
Boulder
1777 Broadway, Boulder, CO 80302
(303) 441-3388
Mon-Fri 8:00 AM - 4:30 PM
Official Colorado Resources
Always verify requirements directly with the Colorado state board. Regulations may change.
Colorado Licensing Board
https://dora.colorado.gov
Contact Phone
(303) 894-7855
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.