How to Apply
The path to becoming a licensed Investment Advisor in Delaware involves several key steps. First, complete an approved education program recognized by DE. Next, prepare for and successfully pass the Series 65 or Series 66 Exam. Finally, gather your documentation and submit your license application through the Delaware state licensing portal.
Requirements
To qualify for Investment Advisor licensure in Delaware, candidates must satisfy several prerequisites. DE mandates completion of an approved training program, successful passage of the Series 65 or Series 66 Exam, and a clean criminal background check. Additional requirements may include proof of residency and professional references as determined by the Delaware regulatory authority.
Fees & Costs
The initial application fee for a Investment Advisor license in Delaware is approximately $500. This fee covers the processing of your application and initial license issuance. DE also charges an examination fee which is typically paid directly to the testing provider. Late application submissions in Delaware may incur additional penalties of up to $125.
License Fee Calculator — Investment Advisor in Delaware
Renewal Process
Maintaining your Investment Advisor license in Delaware requires timely renewal every 1 year. DE sets the renewal fee at $350. You must complete all required continuing education hours and submit proof to the Delaware board. Failure to renew on time may result in license suspension and reinstatement fees in DE.
License Expiry Calculator — Investment Advisor in DE
Enter your license issue date to see when renewal is due. Delaware requires renewal every 1 year.
Additional Information
Working as a Investment Advisor in Delaware offers numerous opportunities for career growth and professional development. DE has a robust job market for licensed professionals in this field. The state board actively works to streamline the licensing process while maintaining rigorous standards. Delaware also participates in interstate licensing compacts, which may facilitate practice across state lines for qualified Investment Advisor professionals.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Delaware Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | None | AK does not recognize DE Investment Advisor license. Full re-application required. |
| Alabama (AL) | None | AL does not recognize DE Investment Advisor license. Full re-application required. |
| Arizona (AZ) | Partial | AZ requires additional exam or paperwork for DE license holders. |
| Arkansas (AR) | Partial | AR requires additional exam or paperwork for DE license holders. |
| Colorado (CO) | Partial | CO requires additional exam or paperwork for DE license holders. |
| California (CA) | None | CA does not recognize DE Investment Advisor license. Full re-application required. |
| Florida (FL) | Full | FL accepts DE Investment Advisor license via reciprocity agreement. |
| Iowa (IA) | Full | IA accepts DE Investment Advisor license via reciprocity agreement. |
Where to File Locally in Delaware
Visit a licensing department office near you for in-person assistance.
Dover
861 Silver Lake Blvd, Dover, DE 19904
(302) 744-4500
Mon-Fri 8:00 AM - 4:30 PM
Wilmington
820 N French St, Wilmington, DE 19801
(302) 577-8600
Mon-Fri 8:00 AM - 4:30 PM
Newark
220 S Main St, Newark, DE 19711
(302) 366-7000
Mon-Fri 8:30 AM - 4:00 PM
Middletown
19 W Green St, Middletown, DE 19709
(302) 378-2711
Mon-Fri 8:30 AM - 4:00 PM
Georgetown
114 E Market St, Georgetown, DE 19947
(302) 856-5778
Mon-Fri 8:30 AM - 4:00 PM
Official Delaware Resources
Always verify requirements directly with the Delaware state board. Regulations may change.
Delaware Licensing Board
https://dpr.delaware.gov
Contact Phone
(302) 744-4500
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.