How to Apply
To obtain your Investment Advisor license in Florida, you must first complete the state-mandated pre-licensing education requirements. Florida requires all applicants to pass the Series 65 or Series 66 Exam before submitting their application to the state licensing board. The application process in FL is straightforward but requires careful attention to detail and documentation.
Requirements
To qualify for Investment Advisor licensure in Florida, candidates must satisfy several prerequisites. FL mandates completion of an approved training program, successful passage of the Series 65 or Series 66 Exam, and a clean criminal background check. Additional requirements may include proof of residency and professional references as determined by the Florida regulatory authority.
Fees & Costs
The initial application fee for a Investment Advisor license in Florida is approximately $500. This fee covers the processing of your application and initial license issuance. FL also charges an examination fee which is typically paid directly to the testing provider. Late application submissions in Florida may incur additional penalties of up to $125.
License Fee Calculator — Investment Advisor in Florida
Renewal Process
Florida requires Investment Advisor license holders to renew their credentials every 1 year. The renewal fee is $350 in FL. Continuing education requirements must be met before the renewal application is submitted. Florida offers both online and mail-in renewal options for licensed professionals.
License Expiry Calculator — Investment Advisor in FL
Enter your license issue date to see when renewal is due. Florida requires renewal every 1 year.
Additional Information
Working as a Investment Advisor in Florida offers numerous opportunities for career growth and professional development. FL has a robust job market for licensed professionals in this field. The state board actively works to streamline the licensing process while maintaining rigorous standards. Florida also participates in interstate licensing compacts, which may facilitate practice across state lines for qualified Investment Advisor professionals.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Florida Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | Full | AK accepts FL Investment Advisor license via reciprocity agreement. |
| Alabama (AL) | Full | AL accepts FL Investment Advisor license via reciprocity agreement. |
| Arizona (AZ) | None | AZ does not recognize FL Investment Advisor license. Full re-application required. |
| Arkansas (AR) | Full | AR accepts FL Investment Advisor license via reciprocity agreement. |
| Colorado (CO) | Partial | CO requires additional exam or paperwork for FL license holders. |
| Delaware (DE) | Partial | DE requires additional exam or paperwork for FL license holders. |
| California (CA) | Partial | CA requires additional exam or paperwork for FL license holders. |
| Iowa (IA) | None | IA does not recognize FL Investment Advisor license. Full re-application required. |
Where to File Locally in Florida
Visit a licensing department office near you for in-person assistance.
Tallahassee
2601 Blair Stone Rd, Tallahassee, FL 32399
(850) 487-1395
Mon-Fri 8:00 AM - 5:00 PM
Miami
401 NW 2nd Ave, Miami, FL 33128
(305) 377-5000
Mon-Fri 8:00 AM - 5:00 PM
Orlando
400 S Orange Ave, Orlando, FL 32801
(407) 836-7600
Mon-Fri 8:00 AM - 5:00 PM
Tampa
601 E Kennedy Blvd, Tampa, FL 33602
(813) 274-8211
Mon-Fri 8:00 AM - 5:00 PM
Jacksonville
117 W Duval St, Jacksonville, FL 32202
(904) 630-2489
Mon-Fri 8:00 AM - 5:00 PM
Official Florida Resources
Always verify requirements directly with the Florida state board. Regulations may change.
Florida Licensing Board
https://www.myfloridalicense.com
Contact Phone
(850) 487-1395
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.