How to Apply
The path to becoming a licensed Investment Advisor in Indiana involves several key steps. First, complete an approved education program recognized by IN. Next, prepare for and successfully pass the Series 65 or Series 66 Exam. Finally, gather your documentation and submit your license application through the Indiana state licensing portal.
Requirements
The Indiana licensing board sets clear requirements for aspiring Investment Advisor professionals. These include age verification (minimum 18), completion of state-approved education, and passing the Series 65 or Series 66 Exam. IN also requires a thorough background investigation and may request additional documentation depending on your specific circumstances.
Fees & Costs
Obtaining your Investment Advisor license in Indiana requires a financial investment. The base licensing fee in IN is $500, which includes application processing and credential verification. Exam registration fees are separate and vary by testing center. Budget for approximately $650 total when accounting for all associated costs in Indiana.
License Fee Calculator — Investment Advisor in Indiana
Renewal Process
Indiana requires Investment Advisor license holders to renew their credentials every 1 year. The renewal fee is $350 in IN. Continuing education requirements must be met before the renewal application is submitted. Indiana offers both online and mail-in renewal options for licensed professionals.
License Expiry Calculator — Investment Advisor in IN
Enter your license issue date to see when renewal is due. Indiana requires renewal every 1 year.
Additional Information
Working as a Investment Advisor in Indiana offers numerous opportunities for career growth and professional development. IN has a robust job market for licensed professionals in this field. The state board actively works to streamline the licensing process while maintaining rigorous standards. Indiana also participates in interstate licensing compacts, which may facilitate practice across state lines for qualified Investment Advisor professionals.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Indiana Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | Partial | AK requires additional exam or paperwork for IN license holders. |
| Alabama (AL) | Partial | AL requires additional exam or paperwork for IN license holders. |
| Arizona (AZ) | None | AZ does not recognize IN Investment Advisor license. Full re-application required. |
| Arkansas (AR) | Partial | AR requires additional exam or paperwork for IN license holders. |
| Colorado (CO) | Partial | CO requires additional exam or paperwork for IN license holders. |
| Delaware (DE) | None | DE does not recognize IN Investment Advisor license. Full re-application required. |
| California (CA) | None | CA does not recognize IN Investment Advisor license. Full re-application required. |
| Florida (FL) | None | FL does not recognize IN Investment Advisor license. Full re-application required. |
Where to File Locally in Indiana
Visit a licensing department office near you for in-person assistance.
Indianapolis
402 W Washington St, Indianapolis, IN 46204
(317) 234-2000
Mon-Fri 8:00 AM - 4:30 PM
Fort Wayne
1 Main St, Fort Wayne, IN 46802
(260) 449-7100
Mon-Fri 8:00 AM - 4:30 PM
Evansville
1 NW Martin Luther King Jr Blvd, Evansville, IN 47708
(812) 436-4962
Mon-Fri 8:00 AM - 4:30 PM
South Bend
227 W Jefferson Blvd, South Bend, IN 46601
(574) 235-9371
Mon-Fri 8:00 AM - 4:30 PM
Carmel
1 Civic Square, Carmel, IN 46032
(317) 571-2400
Mon-Fri 8:00 AM - 4:30 PM
Official Indiana Resources
Always verify requirements directly with the Indiana state board. Regulations may change.
Indiana Licensing Board
https://www.in.gov/pla
Contact Phone
(317) 234-2000
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.