How to Apply
The path to becoming a licensed Investment Advisor in Iowa involves several key steps. First, complete an approved education program recognized by IA. Next, prepare for and successfully pass the Series 65 or Series 66 Exam. Finally, gather your documentation and submit your license application through the Iowa state licensing portal.
Requirements
To qualify for Investment Advisor licensure in Iowa, candidates must satisfy several prerequisites. IA mandates completion of an approved training program, successful passage of the Series 65 or Series 66 Exam, and a clean criminal background check. Additional requirements may include proof of residency and professional references as determined by the Iowa regulatory authority.
Fees & Costs
Obtaining your Investment Advisor license in Iowa requires a financial investment. The base licensing fee in IA is $500, which includes application processing and credential verification. Exam registration fees are separate and vary by testing center. Budget for approximately $650 total when accounting for all associated costs in Iowa.
License Fee Calculator — Investment Advisor in Iowa
Renewal Process
Maintaining your Investment Advisor license in Iowa requires timely renewal every 1 year. IA sets the renewal fee at $350. You must complete all required continuing education hours and submit proof to the Iowa board. Failure to renew on time may result in license suspension and reinstatement fees in IA.
License Expiry Calculator — Investment Advisor in IA
Enter your license issue date to see when renewal is due. Iowa requires renewal every 1 year.
Additional Information
Iowa takes professional licensing seriously, and the Investment Advisor field is no exception. The state board in IA regularly updates its requirements to align with industry standards and protect public safety. As a licensed Investment Advisor in Iowa, you will be expected to maintain high ethical standards and stay current with developments in your field. The IA licensing board provides resources and support to help professionals meet their obligations.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Iowa Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | None | AK does not recognize IA Investment Advisor license. Full re-application required. |
| Alabama (AL) | None | AL does not recognize IA Investment Advisor license. Full re-application required. |
| Arizona (AZ) | Partial | AZ requires additional exam or paperwork for IA license holders. |
| Arkansas (AR) | Full | AR accepts IA Investment Advisor license via reciprocity agreement. |
| Colorado (CO) | Full | CO accepts IA Investment Advisor license via reciprocity agreement. |
| Delaware (DE) | Partial | DE requires additional exam or paperwork for IA license holders. |
| California (CA) | None | CA does not recognize IA Investment Advisor license. Full re-application required. |
| Florida (FL) | Full | FL accepts IA Investment Advisor license via reciprocity agreement. |
Where to File Locally in Iowa
Visit a licensing department office near you for in-person assistance.
Des Moines
321 E 12th St, Des Moines, IA 50319
(515) 281-0254
Mon-Fri 8:00 AM - 4:30 PM
Cedar Rapids
101 1st St SE, Cedar Rapids, IA 52401
(319) 286-5080
Mon-Fri 8:00 AM - 4:30 PM
Davenport
226 W 4th St, Davenport, IA 52801
(563) 326-7700
Mon-Fri 8:00 AM - 4:30 PM
Sioux City
405 6th St, Sioux City, IA 51101
(712) 279-6100
Mon-Fri 8:00 AM - 4:30 PM
Iowa City
410 E Washington St, Iowa City, IA 52240
(319) 356-5000
Mon-Fri 8:00 AM - 4:30 PM
Official Iowa Resources
Always verify requirements directly with the Iowa state board. Regulations may change.
Iowa Licensing Board
https://idph.iowa.gov/licensure
Contact Phone
(515) 281-0254
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.