How to Apply
If you are looking to start your career as a Investment Advisor in Kansas, the licensing process begins with education. KS mandates specific coursework before you can sit for the Series 65 or Series 66 Exam. Upon passing the exam, you can proceed to file your application with the appropriate Kansas regulatory board.
Requirements
To qualify for Investment Advisor licensure in Kansas, candidates must satisfy several prerequisites. KS mandates completion of an approved training program, successful passage of the Series 65 or Series 66 Exam, and a clean criminal background check. Additional requirements may include proof of residency and professional references as determined by the Kansas regulatory authority.
Fees & Costs
The cost of becoming a licensed Investment Advisor in Kansas starts at $500 for the application fee. KS requires this fee to be paid at the time of application submission. Factor in additional expenses such as exam fees, background check costs, and any required continuing education. Late renewal penalties in Kansas can add up to $175 to your costs.
License Fee Calculator — Investment Advisor in Kansas
Renewal Process
Maintaining your Investment Advisor license in Kansas requires timely renewal every 1 year. KS sets the renewal fee at $350. You must complete all required continuing education hours and submit proof to the Kansas board. Failure to renew on time may result in license suspension and reinstatement fees in KS.
License Expiry Calculator — Investment Advisor in KS
Enter your license issue date to see when renewal is due. Kansas requires renewal every 1 year.
Additional Information
Kansas takes professional licensing seriously, and the Investment Advisor field is no exception. The state board in KS regularly updates its requirements to align with industry standards and protect public safety. As a licensed Investment Advisor in Kansas, you will be expected to maintain high ethical standards and stay current with developments in your field. The KS licensing board provides resources and support to help professionals meet their obligations.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Kansas Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | Partial | AK requires additional exam or paperwork for KS license holders. |
| Alabama (AL) | None | AL does not recognize KS Investment Advisor license. Full re-application required. |
| Arizona (AZ) | Full | AZ accepts KS Investment Advisor license via reciprocity agreement. |
| Arkansas (AR) | Full | AR accepts KS Investment Advisor license via reciprocity agreement. |
| Colorado (CO) | Full | CO accepts KS Investment Advisor license via reciprocity agreement. |
| Delaware (DE) | Full | DE accepts KS Investment Advisor license via reciprocity agreement. |
| California (CA) | Partial | CA requires additional exam or paperwork for KS license holders. |
| Florida (FL) | Full | FL accepts KS Investment Advisor license via reciprocity agreement. |
Where to File Locally in Kansas
Visit a licensing department office near you for in-person assistance.
Topeka
120 SE 10th Ave, Topeka, KS 66612
(785) 296-3240
Mon-Fri 8:00 AM - 5:00 PM
Wichita
455 N Main St, Wichita, KS 67202
(316) 268-4331
Mon-Fri 8:00 AM - 5:00 PM
Overland Park
8500 Santa Fe Dr, Overland Park, KS 66212
(913) 895-6000
Mon-Fri 8:00 AM - 5:00 PM
Kansas City
701 N 7th St, Kansas City, KS 66101
(913) 573-5000
Mon-Fri 8:00 AM - 5:00 PM
Lawrence
6 E 6th St, Lawrence, KS 66044
(785) 832-3000
Mon-Fri 8:00 AM - 5:00 PM
Official Kansas Resources
Always verify requirements directly with the Kansas state board. Regulations may change.
Kansas Licensing Board
https://www.kansas.gov/btp
Contact Phone
(785) 296-3240
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.