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Investment Advisor License in Kansas

Your complete 2026 guide to obtaining and maintaining your Investment Advisor license in KS. Covers fees, exams, documents, and renewal.

Application Fee

$500

Processing Time

4-8 Weeks

Exam Required

Series 65 or Series 66 Exam

Difficulty Level

High

Step-by-Step: How to Get Licensed

Follow these 5 steps to obtain your Investment Advisor license in Kansas.

Step 1·Complete Education

Finish an approved Investment Advisor training program in Kansas.

Step 2·Gather Documents

Collect all 5 required documents for your KS application.

Step 3·Pass the Exam

Score passing marks on the Series 65 or Series 66 Exam.

Step 4·Submit Application

File your application with the Kansas licensing board and pay the $500 fee.

Step 5·Receive License

Processing takes 4-8 weeks in KS. Practice legally once approved.

How to Apply

If you are looking to start your career as a Investment Advisor in Kansas, the licensing process begins with education. KS mandates specific coursework before you can sit for the Series 65 or Series 66 Exam. Upon passing the exam, you can proceed to file your application with the appropriate Kansas regulatory board.

Requirements

To qualify for Investment Advisor licensure in Kansas, candidates must satisfy several prerequisites. KS mandates completion of an approved training program, successful passage of the Series 65 or Series 66 Exam, and a clean criminal background check. Additional requirements may include proof of residency and professional references as determined by the Kansas regulatory authority.

Fees & Costs

The cost of becoming a licensed Investment Advisor in Kansas starts at $500 for the application fee. KS requires this fee to be paid at the time of application submission. Factor in additional expenses such as exam fees, background check costs, and any required continuing education. Late renewal penalties in Kansas can add up to $175 to your costs.

License Fee Calculator — Investment Advisor in Kansas

Base License Fee$500
Estimated Total$500

Renewal Process

Maintaining your Investment Advisor license in Kansas requires timely renewal every 1 year. KS sets the renewal fee at $350. You must complete all required continuing education hours and submit proof to the Kansas board. Failure to renew on time may result in license suspension and reinstatement fees in KS.

License Expiry Calculator — Investment Advisor in KS

Enter your license issue date to see when renewal is due. Kansas requires renewal every 1 year.

Additional Information

Kansas takes professional licensing seriously, and the Investment Advisor field is no exception. The state board in KS regularly updates its requirements to align with industry standards and protect public safety. As a licensed Investment Advisor in Kansas, you will be expected to maintain high ethical standards and stay current with developments in your field. The KS licensing board provides resources and support to help professionals meet their obligations.

Document Checklist — Investment Advisor

0 of 5 documents ready

Frequently Asked Questions

License Reciprocity: Can I Use My Kansas Investment Advisor License in Other States?

Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.

Destination StateReciprocityNotes
Alaska (AK) PartialAK requires additional exam or paperwork for KS license holders.
Alabama (AL) NoneAL does not recognize KS Investment Advisor license. Full re-application required.
Arizona (AZ) FullAZ accepts KS Investment Advisor license via reciprocity agreement.
Arkansas (AR) FullAR accepts KS Investment Advisor license via reciprocity agreement.
Colorado (CO) FullCO accepts KS Investment Advisor license via reciprocity agreement.
Delaware (DE) FullDE accepts KS Investment Advisor license via reciprocity agreement.
California (CA) PartialCA requires additional exam or paperwork for KS license holders.
Florida (FL) FullFL accepts KS Investment Advisor license via reciprocity agreement.

Where to File Locally in Kansas

Visit a licensing department office near you for in-person assistance.

Topeka

120 SE 10th Ave, Topeka, KS 66612

(785) 296-3240

Mon-Fri 8:00 AM - 5:00 PM

Wichita

455 N Main St, Wichita, KS 67202

(316) 268-4331

Mon-Fri 8:00 AM - 5:00 PM

Overland Park

8500 Santa Fe Dr, Overland Park, KS 66212

(913) 895-6000

Mon-Fri 8:00 AM - 5:00 PM

Kansas City

701 N 7th St, Kansas City, KS 66101

(913) 573-5000

Mon-Fri 8:00 AM - 5:00 PM

Lawrence

6 E 6th St, Lawrence, KS 66044

(785) 832-3000

Mon-Fri 8:00 AM - 5:00 PM

Official Kansas Resources

Always verify requirements directly with the Kansas state board. Regulations may change.

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Disclaimer

US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.