How to Apply
If you are looking to start your career as a Investment Advisor in Kentucky, the licensing process begins with education. KY mandates specific coursework before you can sit for the Series 65 or Series 66 Exam. Upon passing the exam, you can proceed to file your application with the appropriate Kentucky regulatory board.
Requirements
The Kentucky licensing board sets clear requirements for aspiring Investment Advisor professionals. These include age verification (minimum 18), completion of state-approved education, and passing the Series 65 or Series 66 Exam. KY also requires a thorough background investigation and may request additional documentation depending on your specific circumstances.
Fees & Costs
Obtaining your Investment Advisor license in Kentucky requires a financial investment. The base licensing fee in KY is $500, which includes application processing and credential verification. Exam registration fees are separate and vary by testing center. Budget for approximately $650 total when accounting for all associated costs in Kentucky.
License Fee Calculator — Investment Advisor in Kentucky
Renewal Process
Maintaining your Investment Advisor license in Kentucky requires timely renewal every 1 year. KY sets the renewal fee at $350. You must complete all required continuing education hours and submit proof to the Kentucky board. Failure to renew on time may result in license suspension and reinstatement fees in KY.
License Expiry Calculator — Investment Advisor in KY
Enter your license issue date to see when renewal is due. Kentucky requires renewal every 1 year.
Additional Information
The demand for licensed Investment Advisor professionals in Kentucky continues to grow. KY offers a supportive regulatory environment that balances consumer protection with professional opportunity. The licensing board in Kentucky provides online tools and resources to help applicants navigate the process efficiently. Many Investment Advisor professionals in KY report high job satisfaction and competitive compensation.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Kentucky Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | Full | AK accepts KY Investment Advisor license via reciprocity agreement. |
| Alabama (AL) | Full | AL accepts KY Investment Advisor license via reciprocity agreement. |
| Arizona (AZ) | Partial | AZ requires additional exam or paperwork for KY license holders. |
| Arkansas (AR) | Partial | AR requires additional exam or paperwork for KY license holders. |
| Colorado (CO) | Partial | CO requires additional exam or paperwork for KY license holders. |
| Delaware (DE) | Partial | DE requires additional exam or paperwork for KY license holders. |
| California (CA) | Partial | CA requires additional exam or paperwork for KY license holders. |
| Florida (FL) | Partial | FL requires additional exam or paperwork for KY license holders. |
Where to File Locally in Kentucky
Visit a licensing department office near you for in-person assistance.
Frankfort
500 Mero St, Frankfort, KY 40601
(502) 564-3296
Mon-Fri 8:00 AM - 4:30 PM
Louisville
527 W Jefferson St, Louisville, KY 40202
(502) 574-2003
Mon-Fri 8:00 AM - 4:30 PM
Lexington
200 E Main St, Lexington, KY 40507
(859) 258-3000
Mon-Fri 8:00 AM - 4:30 PM
Bowling Green
1001 College St, Bowling Green, KY 42101
(270) 393-3000
Mon-Fri 8:00 AM - 4:30 PM
Covington
20 W Pike St, Covington, KY 41011
(859) 292-2100
Mon-Fri 8:00 AM - 4:30 PM
Official Kentucky Resources
Always verify requirements directly with the Kentucky state board. Regulations may change.
Kentucky Licensing Board
https://dhbc.ky.gov
Contact Phone
(502) 564-3296
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.