How to Apply
To obtain your Investment Advisor license in Maine, you must first complete the state-mandated pre-licensing education requirements. Maine requires all applicants to pass the Series 65 or Series 66 Exam before submitting their application to the state licensing board. The application process in ME is straightforward but requires careful attention to detail and documentation.
Requirements
Before applying for a Investment Advisor license in Maine, ensure you meet all eligibility criteria. ME requires candidates to have completed the necessary educational coursework and accumulated the required training hours. All applicants must pass a comprehensive background check and provide proof of identity. Successfully passing the Series 65 or Series 66 Exam is a non-negotiable requirement in Maine.
Fees & Costs
The cost of becoming a licensed Investment Advisor in Maine starts at $500 for the application fee. ME requires this fee to be paid at the time of application submission. Factor in additional expenses such as exam fees, background check costs, and any required continuing education. Late renewal penalties in Maine can add up to $175 to your costs.
License Fee Calculator — Investment Advisor in Maine
Renewal Process
Maintaining your Investment Advisor license in Maine requires timely renewal every 1 year. ME sets the renewal fee at $350. You must complete all required continuing education hours and submit proof to the Maine board. Failure to renew on time may result in license suspension and reinstatement fees in ME.
License Expiry Calculator — Investment Advisor in ME
Enter your license issue date to see when renewal is due. Maine requires renewal every 1 year.
Additional Information
The demand for licensed Investment Advisor professionals in Maine continues to grow. ME offers a supportive regulatory environment that balances consumer protection with professional opportunity. The licensing board in Maine provides online tools and resources to help applicants navigate the process efficiently. Many Investment Advisor professionals in ME report high job satisfaction and competitive compensation.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Maine Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | Partial | AK requires additional exam or paperwork for ME license holders. |
| Alabama (AL) | Partial | AL requires additional exam or paperwork for ME license holders. |
| Arizona (AZ) | Full | AZ accepts ME Investment Advisor license via reciprocity agreement. |
| Arkansas (AR) | None | AR does not recognize ME Investment Advisor license. Full re-application required. |
| Colorado (CO) | None | CO does not recognize ME Investment Advisor license. Full re-application required. |
| Delaware (DE) | None | DE does not recognize ME Investment Advisor license. Full re-application required. |
| California (CA) | None | CA does not recognize ME Investment Advisor license. Full re-application required. |
| Florida (FL) | None | FL does not recognize ME Investment Advisor license. Full re-application required. |
Where to File Locally in Maine
Visit a licensing department office near you for in-person assistance.
Augusta
35 State House Station, Augusta, ME 04333
(207) 624-8603
Mon-Fri 8:00 AM - 5:00 PM
Portland
389 Congress St, Portland, ME 04101
(207) 874-8300
Mon-Fri 8:00 AM - 4:30 PM
Lewiston
27 Pine St, Lewiston, ME 04240
(207) 513-3000
Mon-Fri 8:00 AM - 4:30 PM
Bangor
73 Harlow St, Bangor, ME 04401
(207) 992-4200
Mon-Fri 8:00 AM - 4:30 PM
South Portland
25 Cottage Rd, South Portland, ME 04106
(207) 767-3201
Mon-Fri 8:00 AM - 4:30 PM
Official Maine Resources
Always verify requirements directly with the Maine state board. Regulations may change.
Maine Licensing Board
https://www.maine.gov/pfr/olr
Contact Phone
(207) 624-8603
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.