How to Apply
Getting licensed as a Investment Advisor in Mississippi starts with meeting the educational prerequisites set by the MS licensing authority. Once you have completed your training, you will need to register for and pass the Series 65 or Series 66 Exam. After passing, submit your application along with all required documents to the Mississippi state board.
Requirements
Before applying for a Investment Advisor license in Mississippi, ensure you meet all eligibility criteria. MS requires candidates to have completed the necessary educational coursework and accumulated the required training hours. All applicants must pass a comprehensive background check and provide proof of identity. Successfully passing the Series 65 or Series 66 Exam is a non-negotiable requirement in Mississippi.
Fees & Costs
The initial application fee for a Investment Advisor license in Mississippi is approximately $500. This fee covers the processing of your application and initial license issuance. MS also charges an examination fee which is typically paid directly to the testing provider. Late application submissions in Mississippi may incur additional penalties of up to $125.
License Fee Calculator — Investment Advisor in Mississippi
Renewal Process
License renewal for Investment Advisor professionals in Mississippi occurs on a 1-year cycle. MS charges a renewal fee of $350 and mandates continuing education as part of the renewal process. It is recommended to begin the renewal process in Mississippi at least 60 days before your license expires to ensure uninterrupted practice.
License Expiry Calculator — Investment Advisor in MS
Enter your license issue date to see when renewal is due. Mississippi requires renewal every 1 year.
Additional Information
Mississippi takes professional licensing seriously, and the Investment Advisor field is no exception. The state board in MS regularly updates its requirements to align with industry standards and protect public safety. As a licensed Investment Advisor in Mississippi, you will be expected to maintain high ethical standards and stay current with developments in your field. The MS licensing board provides resources and support to help professionals meet their obligations.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Mississippi Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | None | AK does not recognize MS Investment Advisor license. Full re-application required. |
| Alabama (AL) | None | AL does not recognize MS Investment Advisor license. Full re-application required. |
| Arizona (AZ) | Full | AZ accepts MS Investment Advisor license via reciprocity agreement. |
| Arkansas (AR) | Full | AR accepts MS Investment Advisor license via reciprocity agreement. |
| Colorado (CO) | Full | CO accepts MS Investment Advisor license via reciprocity agreement. |
| Delaware (DE) | Full | DE accepts MS Investment Advisor license via reciprocity agreement. |
| California (CA) | Partial | CA requires additional exam or paperwork for MS license holders. |
| Florida (FL) | Full | FL accepts MS Investment Advisor license via reciprocity agreement. |
Where to File Locally in Mississippi
Visit a licensing department office near you for in-person assistance.
Jackson
501 N West St, Jackson, MS 39201
(601) 354-6161
Mon-Fri 8:00 AM - 5:00 PM
Gulfport
1100 22nd Ave, Gulfport, MS 39501
(228) 868-5700
Mon-Fri 8:00 AM - 5:00 PM
Hattiesburg
200 Forrest St, Hattiesburg, MS 39401
(601) 545-4500
Mon-Fri 8:00 AM - 5:00 PM
Southaven
8710 Northwest Dr, Southaven, MS 38671
(662) 393-6212
Mon-Fri 8:00 AM - 5:00 PM
Biloxi
140 Lameuse St, Biloxi, MS 39530
(228) 435-6254
Mon-Fri 8:00 AM - 5:00 PM
Official Mississippi Resources
Always verify requirements directly with the Mississippi state board. Regulations may change.
Mississippi Licensing Board
https://www.msboc.us
Contact Phone
(601) 354-6161
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.