How to Apply
Getting licensed as a Investment Advisor in Missouri starts with meeting the educational prerequisites set by the MO licensing authority. Once you have completed your training, you will need to register for and pass the Series 65 or Series 66 Exam. After passing, submit your application along with all required documents to the Missouri state board.
Requirements
Missouri has specific requirements for Investment Advisor licensure that applicants must fulfill. You must be at least 18 years old and hold a valid government-issued identification. Educational requirements include completing an accredited program relevant to provide investment advice and manage client portfolios. A clean background check is mandatory in MO, and you must demonstrate good moral character. The Series 65 or Series 66 Exam must be passed with a minimum score set by the Missouri board.
Fees & Costs
Missouri sets the Investment Advisor license application fee at $500. This is a one-time fee for new applicants in MO. Additional costs may include fingerprinting fees, background check fees, and exam registration. The total out-of-pocket cost for new licensees in Missouri typically ranges from $500 to $700.
License Fee Calculator — Investment Advisor in Missouri
Renewal Process
Maintaining your Investment Advisor license in Missouri requires timely renewal every 1 year. MO sets the renewal fee at $350. You must complete all required continuing education hours and submit proof to the Missouri board. Failure to renew on time may result in license suspension and reinstatement fees in MO.
License Expiry Calculator — Investment Advisor in MO
Enter your license issue date to see when renewal is due. Missouri requires renewal every 1 year.
Additional Information
Missouri takes professional licensing seriously, and the Investment Advisor field is no exception. The state board in MO regularly updates its requirements to align with industry standards and protect public safety. As a licensed Investment Advisor in Missouri, you will be expected to maintain high ethical standards and stay current with developments in your field. The MO licensing board provides resources and support to help professionals meet their obligations.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Missouri Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | Partial | AK requires additional exam or paperwork for MO license holders. |
| Alabama (AL) | Full | AL accepts MO Investment Advisor license via reciprocity agreement. |
| Arizona (AZ) | Partial | AZ requires additional exam or paperwork for MO license holders. |
| Arkansas (AR) | None | AR does not recognize MO Investment Advisor license. Full re-application required. |
| Colorado (CO) | None | CO does not recognize MO Investment Advisor license. Full re-application required. |
| Delaware (DE) | None | DE does not recognize MO Investment Advisor license. Full re-application required. |
| California (CA) | Partial | CA requires additional exam or paperwork for MO license holders. |
| Florida (FL) | Partial | FL requires additional exam or paperwork for MO license holders. |
Where to File Locally in Missouri
Visit a licensing department office near you for in-person assistance.
Jefferson City
3605 Missouri Blvd, Jefferson City, MO 65109
(573) 751-0293
Mon-Fri 8:00 AM - 5:00 PM
Kansas City
414 E 12th St, Kansas City, MO 64106
(816) 513-1313
Mon-Fri 8:00 AM - 5:00 PM
St. Louis
1520 Market St, St. Louis, MO 63103
(314) 622-4000
Mon-Fri 8:00 AM - 5:00 PM
Springfield
840 Boonville Ave, Springfield, MO 65802
(417) 864-1000
Mon-Fri 8:00 AM - 5:00 PM
Columbia
701 E Broadway, Columbia, MO 65201
(573) 874-7111
Mon-Fri 8:00 AM - 5:00 PM
Official Missouri Resources
Always verify requirements directly with the Missouri state board. Regulations may change.
Missouri Licensing Board
https://pr.mo.gov
Contact Phone
(573) 751-0293
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.