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Investment Advisor License in Montana

Your complete 2026 guide to obtaining and maintaining your Investment Advisor license in MT. Covers fees, exams, documents, and renewal.

Application Fee

$500

Processing Time

4-8 Weeks

Exam Required

Series 65 or Series 66 Exam

Difficulty Level

High

Step-by-Step: How to Get Licensed

Follow these 5 steps to obtain your Investment Advisor license in Montana.

Step 1·Complete Education

Finish an approved Investment Advisor training program in Montana.

Step 2·Gather Documents

Collect all 5 required documents for your MT application.

Step 3·Pass the Exam

Score passing marks on the Series 65 or Series 66 Exam.

Step 4·Submit Application

File your application with the Montana licensing board and pay the $500 fee.

Step 5·Receive License

Processing takes 4-8 weeks in MT. Practice legally once approved.

How to Apply

To obtain your Investment Advisor license in Montana, you must first complete the state-mandated pre-licensing education requirements. Montana requires all applicants to pass the Series 65 or Series 66 Exam before submitting their application to the state licensing board. The application process in MT is straightforward but requires careful attention to detail and documentation.

Requirements

Before applying for a Investment Advisor license in Montana, ensure you meet all eligibility criteria. MT requires candidates to have completed the necessary educational coursework and accumulated the required training hours. All applicants must pass a comprehensive background check and provide proof of identity. Successfully passing the Series 65 or Series 66 Exam is a non-negotiable requirement in Montana.

Fees & Costs

Montana sets the Investment Advisor license application fee at $500. This is a one-time fee for new applicants in MT. Additional costs may include fingerprinting fees, background check fees, and exam registration. The total out-of-pocket cost for new licensees in Montana typically ranges from $500 to $700.

License Fee Calculator — Investment Advisor in Montana

Base License Fee$500
Estimated Total$500

Renewal Process

License renewal for Investment Advisor professionals in Montana occurs on a 1-year cycle. MT charges a renewal fee of $350 and mandates continuing education as part of the renewal process. It is recommended to begin the renewal process in Montana at least 60 days before your license expires to ensure uninterrupted practice.

License Expiry Calculator — Investment Advisor in MT

Enter your license issue date to see when renewal is due. Montana requires renewal every 1 year.

Additional Information

Working as a Investment Advisor in Montana offers numerous opportunities for career growth and professional development. MT has a robust job market for licensed professionals in this field. The state board actively works to streamline the licensing process while maintaining rigorous standards. Montana also participates in interstate licensing compacts, which may facilitate practice across state lines for qualified Investment Advisor professionals.

Document Checklist — Investment Advisor

0 of 5 documents ready

Frequently Asked Questions

License Reciprocity: Can I Use My Montana Investment Advisor License in Other States?

Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.

Destination StateReciprocityNotes
Alaska (AK) PartialAK requires additional exam or paperwork for MT license holders.
Alabama (AL) FullAL accepts MT Investment Advisor license via reciprocity agreement.
Arizona (AZ) NoneAZ does not recognize MT Investment Advisor license. Full re-application required.
Arkansas (AR) PartialAR requires additional exam or paperwork for MT license holders.
Colorado (CO) NoneCO does not recognize MT Investment Advisor license. Full re-application required.
Delaware (DE) NoneDE does not recognize MT Investment Advisor license. Full re-application required.
California (CA) NoneCA does not recognize MT Investment Advisor license. Full re-application required.
Florida (FL) PartialFL requires additional exam or paperwork for MT license holders.

Where to File Locally in Montana

Visit a licensing department office near you for in-person assistance.

Helena

301 S Park Ave, Helena, MT 59601

(406) 444-6880

Mon-Fri 8:00 AM - 5:00 PM

Billings

210 N 27th St, Billings, MT 59101

(406) 657-8200

Mon-Fri 8:00 AM - 5:00 PM

Missoula

435 Ryman St, Missoula, MT 59802

(406) 552-6000

Mon-Fri 8:00 AM - 5:00 PM

Great Falls

2 Park Dr S, Great Falls, MT 59401

(406) 455-8450

Mon-Fri 8:00 AM - 5:00 PM

Bozeman

121 N Rouse Ave, Bozeman, MT 59715

(406) 582-2300

Mon-Fri 8:00 AM - 5:00 PM

Official Montana Resources

Always verify requirements directly with the Montana state board. Regulations may change.

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Disclaimer

US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.