How to Apply
To obtain your Investment Advisor license in North Dakota, you must first complete the state-mandated pre-licensing education requirements. North Dakota requires all applicants to pass the Series 65 or Series 66 Exam before submitting their application to the state licensing board. The application process in ND is straightforward but requires careful attention to detail and documentation.
Requirements
Before applying for a Investment Advisor license in North Dakota, ensure you meet all eligibility criteria. ND requires candidates to have completed the necessary educational coursework and accumulated the required training hours. All applicants must pass a comprehensive background check and provide proof of identity. Successfully passing the Series 65 or Series 66 Exam is a non-negotiable requirement in North Dakota.
Fees & Costs
The initial application fee for a Investment Advisor license in North Dakota is approximately $500. This fee covers the processing of your application and initial license issuance. ND also charges an examination fee which is typically paid directly to the testing provider. Late application submissions in North Dakota may incur additional penalties of up to $125.
License Fee Calculator — Investment Advisor in North Dakota
Renewal Process
Maintaining your Investment Advisor license in North Dakota requires timely renewal every 1 year. ND sets the renewal fee at $350. You must complete all required continuing education hours and submit proof to the North Dakota board. Failure to renew on time may result in license suspension and reinstatement fees in ND.
License Expiry Calculator — Investment Advisor in ND
Enter your license issue date to see when renewal is due. North Dakota requires renewal every 1 year.
Additional Information
North Dakota takes professional licensing seriously, and the Investment Advisor field is no exception. The state board in ND regularly updates its requirements to align with industry standards and protect public safety. As a licensed Investment Advisor in North Dakota, you will be expected to maintain high ethical standards and stay current with developments in your field. The ND licensing board provides resources and support to help professionals meet their obligations.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My North Dakota Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | None | AK does not recognize ND Investment Advisor license. Full re-application required. |
| Alabama (AL) | Partial | AL requires additional exam or paperwork for ND license holders. |
| Arizona (AZ) | Full | AZ accepts ND Investment Advisor license via reciprocity agreement. |
| Arkansas (AR) | None | AR does not recognize ND Investment Advisor license. Full re-application required. |
| Colorado (CO) | None | CO does not recognize ND Investment Advisor license. Full re-application required. |
| Delaware (DE) | Full | DE accepts ND Investment Advisor license via reciprocity agreement. |
| California (CA) | Full | CA accepts ND Investment Advisor license via reciprocity agreement. |
| Florida (FL) | None | FL does not recognize ND Investment Advisor license. Full re-application required. |
Where to File Locally in North Dakota
Visit a licensing department office near you for in-person assistance.
Bismarck
600 E Boulevard Ave, Bismarck, ND 58505
(701) 328-9660
Mon-Fri 8:00 AM - 5:00 PM
Fargo
200 3rd St N, Fargo, ND 58102
(701) 241-1310
Mon-Fri 8:00 AM - 5:00 PM
Grand Forks
255 N 4th St, Grand Forks, ND 58203
(701) 746-2600
Mon-Fri 8:00 AM - 5:00 PM
Minot
515 2nd Ave SW, Minot, ND 58701
(701) 857-4750
Mon-Fri 8:00 AM - 5:00 PM
Mandan
205 2nd Ave NW, Mandan, ND 58554
(701) 667-3200
Mon-Fri 8:00 AM - 5:00 PM
Official North Dakota Resources
Always verify requirements directly with the North Dakota state board. Regulations may change.
North Dakota Licensing Board
https://www.nd.gov/sos
Contact Phone
(701) 328-9660
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.