How to Apply
To obtain your Stockbroker license in North Dakota, you must first complete the state-mandated pre-licensing education requirements. North Dakota requires all applicants to pass the Series 7 & Series 63 Exams before submitting their application to the state licensing board. The application process in ND is straightforward but requires careful attention to detail and documentation.
Requirements
North Dakota has specific requirements for Stockbroker licensure that applicants must fulfill. You must be at least 18 years old and hold a valid government-issued identification. Educational requirements include completing an accredited program relevant to buy and sell securities on behalf of clients. A clean background check is mandatory in ND, and you must demonstrate good moral character. The Series 7 & Series 63 Exams must be passed with a minimum score set by the North Dakota board.
Fees & Costs
North Dakota sets the Stockbroker license application fee at $450. This is a one-time fee for new applicants in ND. Additional costs may include fingerprinting fees, background check fees, and exam registration. The total out-of-pocket cost for new licensees in North Dakota typically ranges from $450 to $650.
License Fee Calculator — Stockbroker in North Dakota
Renewal Process
License renewal for Stockbroker professionals in North Dakota occurs on a 1-year cycle. ND charges a renewal fee of $300 and mandates continuing education as part of the renewal process. It is recommended to begin the renewal process in North Dakota at least 60 days before your license expires to ensure uninterrupted practice.
License Expiry Calculator — Stockbroker in ND
Enter your license issue date to see when renewal is due. North Dakota requires renewal every 1 year.
Additional Information
The demand for licensed Stockbroker professionals in North Dakota continues to grow. ND offers a supportive regulatory environment that balances consumer protection with professional opportunity. The licensing board in North Dakota provides online tools and resources to help applicants navigate the process efficiently. Many Stockbroker professionals in ND report high job satisfaction and competitive compensation.
Document Checklist — Stockbroker
0 of 6 documents ready
Frequently Asked Questions
License Reciprocity: Can I Use My North Dakota Stockbroker License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | Full | AK accepts ND Stockbroker license via reciprocity agreement. |
| Alabama (AL) | Full | AL accepts ND Stockbroker license via reciprocity agreement. |
| Arizona (AZ) | None | AZ does not recognize ND Stockbroker license. Full re-application required. |
| Arkansas (AR) | None | AR does not recognize ND Stockbroker license. Full re-application required. |
| Colorado (CO) | Full | CO accepts ND Stockbroker license via reciprocity agreement. |
| Delaware (DE) | Partial | DE requires additional exam or paperwork for ND license holders. |
| California (CA) | Partial | CA requires additional exam or paperwork for ND license holders. |
| Florida (FL) | Full | FL accepts ND Stockbroker license via reciprocity agreement. |
Where to File Locally in North Dakota
Visit a licensing department office near you for in-person assistance.
Bismarck
600 E Boulevard Ave, Bismarck, ND 58505
(701) 328-9660
Mon-Fri 8:00 AM - 5:00 PM
Fargo
200 3rd St N, Fargo, ND 58102
(701) 241-1310
Mon-Fri 8:00 AM - 5:00 PM
Grand Forks
255 N 4th St, Grand Forks, ND 58203
(701) 746-2600
Mon-Fri 8:00 AM - 5:00 PM
Minot
515 2nd Ave SW, Minot, ND 58701
(701) 857-4750
Mon-Fri 8:00 AM - 5:00 PM
Mandan
205 2nd Ave NW, Mandan, ND 58554
(701) 667-3200
Mon-Fri 8:00 AM - 5:00 PM
Official North Dakota Resources
Always verify requirements directly with the North Dakota state board. Regulations may change.
North Dakota Licensing Board
https://www.nd.gov/sos
Contact Phone
(701) 328-9660
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.