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Investment Advisor License in Oregon

Your complete 2026 guide to obtaining and maintaining your Investment Advisor license in OR. Covers fees, exams, documents, and renewal.

Application Fee

$500

Processing Time

4-8 Weeks

Exam Required

Series 65 or Series 66 Exam

Difficulty Level

High

Step-by-Step: How to Get Licensed

Follow these 5 steps to obtain your Investment Advisor license in Oregon.

Step 1·Complete Education

Finish an approved Investment Advisor training program in Oregon.

Step 2·Gather Documents

Collect all 5 required documents for your OR application.

Step 3·Pass the Exam

Score passing marks on the Series 65 or Series 66 Exam.

Step 4·Submit Application

File your application with the Oregon licensing board and pay the $500 fee.

Step 5·Receive License

Processing takes 4-8 weeks in OR. Practice legally once approved.

How to Apply

If you are looking to start your career as a Investment Advisor in Oregon, the licensing process begins with education. OR mandates specific coursework before you can sit for the Series 65 or Series 66 Exam. Upon passing the exam, you can proceed to file your application with the appropriate Oregon regulatory board.

Requirements

To qualify for Investment Advisor licensure in Oregon, candidates must satisfy several prerequisites. OR mandates completion of an approved training program, successful passage of the Series 65 or Series 66 Exam, and a clean criminal background check. Additional requirements may include proof of residency and professional references as determined by the Oregon regulatory authority.

Fees & Costs

Oregon sets the Investment Advisor license application fee at $500. This is a one-time fee for new applicants in OR. Additional costs may include fingerprinting fees, background check fees, and exam registration. The total out-of-pocket cost for new licensees in Oregon typically ranges from $500 to $700.

License Fee Calculator — Investment Advisor in Oregon

Base License Fee$500
Estimated Total$500

Renewal Process

License renewal for Investment Advisor professionals in Oregon occurs on a 1-year cycle. OR charges a renewal fee of $350 and mandates continuing education as part of the renewal process. It is recommended to begin the renewal process in Oregon at least 60 days before your license expires to ensure uninterrupted practice.

License Expiry Calculator — Investment Advisor in OR

Enter your license issue date to see when renewal is due. Oregon requires renewal every 1 year.

Additional Information

The demand for licensed Investment Advisor professionals in Oregon continues to grow. OR offers a supportive regulatory environment that balances consumer protection with professional opportunity. The licensing board in Oregon provides online tools and resources to help applicants navigate the process efficiently. Many Investment Advisor professionals in OR report high job satisfaction and competitive compensation.

Document Checklist — Investment Advisor

0 of 5 documents ready

Frequently Asked Questions

License Reciprocity: Can I Use My Oregon Investment Advisor License in Other States?

Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.

Destination StateReciprocityNotes
Alaska (AK) NoneAK does not recognize OR Investment Advisor license. Full re-application required.
Alabama (AL) PartialAL requires additional exam or paperwork for OR license holders.
Arizona (AZ) FullAZ accepts OR Investment Advisor license via reciprocity agreement.
Arkansas (AR) NoneAR does not recognize OR Investment Advisor license. Full re-application required.
Colorado (CO) NoneCO does not recognize OR Investment Advisor license. Full re-application required.
Delaware (DE) NoneDE does not recognize OR Investment Advisor license. Full re-application required.
California (CA) NoneCA does not recognize OR Investment Advisor license. Full re-application required.
Florida (FL) NoneFL does not recognize OR Investment Advisor license. Full re-application required.

Where to File Locally in Oregon

Visit a licensing department office near you for in-person assistance.

Salem

775 Summer St NE, Salem, OR 97301

(503) 378-4621

Mon-Fri 8:00 AM - 5:00 PM

Portland

1221 SW 4th Ave, Portland, OR 97204

(503) 823-4000

Mon-Fri 8:00 AM - 5:00 PM

Eugene

125 E 8th Ave, Eugene, OR 97401

(541) 682-5010

Mon-Fri 8:00 AM - 5:00 PM

Bend

710 NW Wall St, Bend, OR 97703

(541) 388-5505

Mon-Fri 8:00 AM - 5:00 PM

Medford

411 W 8th St, Medford, OR 97501

(541) 774-2000

Mon-Fri 8:00 AM - 5:00 PM

Official Oregon Resources

Always verify requirements directly with the Oregon state board. Regulations may change.

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Disclaimer

US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.