How to Apply
If you are looking to start your career as a Stockbroker in Oregon, the licensing process begins with education. OR mandates specific coursework before you can sit for the Series 7 & Series 63 Exams. Upon passing the exam, you can proceed to file your application with the appropriate Oregon regulatory board.
Requirements
Oregon has specific requirements for Stockbroker licensure that applicants must fulfill. You must be at least 18 years old and hold a valid government-issued identification. Educational requirements include completing an accredited program relevant to buy and sell securities on behalf of clients. A clean background check is mandatory in OR, and you must demonstrate good moral character. The Series 7 & Series 63 Exams must be passed with a minimum score set by the Oregon board.
Fees & Costs
Obtaining your Stockbroker license in Oregon requires a financial investment. The base licensing fee in OR is $450, which includes application processing and credential verification. Exam registration fees are separate and vary by testing center. Budget for approximately $600 total when accounting for all associated costs in Oregon.
License Fee Calculator — Stockbroker in Oregon
Renewal Process
License renewal for Stockbroker professionals in Oregon occurs on a 1-year cycle. OR charges a renewal fee of $300 and mandates continuing education as part of the renewal process. It is recommended to begin the renewal process in Oregon at least 60 days before your license expires to ensure uninterrupted practice.
License Expiry Calculator — Stockbroker in OR
Enter your license issue date to see when renewal is due. Oregon requires renewal every 1 year.
Additional Information
Oregon takes professional licensing seriously, and the Stockbroker field is no exception. The state board in OR regularly updates its requirements to align with industry standards and protect public safety. As a licensed Stockbroker in Oregon, you will be expected to maintain high ethical standards and stay current with developments in your field. The OR licensing board provides resources and support to help professionals meet their obligations.
Document Checklist — Stockbroker
0 of 6 documents ready
Frequently Asked Questions
License Reciprocity: Can I Use My Oregon Stockbroker License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | None | AK does not recognize OR Stockbroker license. Full re-application required. |
| Alabama (AL) | None | AL does not recognize OR Stockbroker license. Full re-application required. |
| Arizona (AZ) | Partial | AZ requires additional exam or paperwork for OR license holders. |
| Arkansas (AR) | Partial | AR requires additional exam or paperwork for OR license holders. |
| Colorado (CO) | None | CO does not recognize OR Stockbroker license. Full re-application required. |
| Delaware (DE) | Full | DE accepts OR Stockbroker license via reciprocity agreement. |
| California (CA) | Partial | CA requires additional exam or paperwork for OR license holders. |
| Florida (FL) | Partial | FL requires additional exam or paperwork for OR license holders. |
Where to File Locally in Oregon
Visit a licensing department office near you for in-person assistance.
Salem
775 Summer St NE, Salem, OR 97301
(503) 378-4621
Mon-Fri 8:00 AM - 5:00 PM
Portland
1221 SW 4th Ave, Portland, OR 97204
(503) 823-4000
Mon-Fri 8:00 AM - 5:00 PM
Eugene
125 E 8th Ave, Eugene, OR 97401
(541) 682-5010
Mon-Fri 8:00 AM - 5:00 PM
Bend
710 NW Wall St, Bend, OR 97703
(541) 388-5505
Mon-Fri 8:00 AM - 5:00 PM
Medford
411 W 8th St, Medford, OR 97501
(541) 774-2000
Mon-Fri 8:00 AM - 5:00 PM
Official Oregon Resources
Always verify requirements directly with the Oregon state board. Regulations may change.
Oregon Licensing Board
https://www.oregon.gov/bcd
Contact Phone
(503) 378-4621
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.