How to Apply
Getting licensed as a Investment Advisor in Pennsylvania starts with meeting the educational prerequisites set by the PA licensing authority. Once you have completed your training, you will need to register for and pass the Series 65 or Series 66 Exam. After passing, submit your application along with all required documents to the Pennsylvania state board.
Requirements
The Pennsylvania licensing board sets clear requirements for aspiring Investment Advisor professionals. These include age verification (minimum 18), completion of state-approved education, and passing the Series 65 or Series 66 Exam. PA also requires a thorough background investigation and may request additional documentation depending on your specific circumstances.
Fees & Costs
Obtaining your Investment Advisor license in Pennsylvania requires a financial investment. The base licensing fee in PA is $500, which includes application processing and credential verification. Exam registration fees are separate and vary by testing center. Budget for approximately $650 total when accounting for all associated costs in Pennsylvania.
License Fee Calculator — Investment Advisor in Pennsylvania
Renewal Process
Your Investment Advisor license in Pennsylvania must be renewed every 1 year. The renewal fee in PA is $350. Pennsylvania requires completion of continuing education credits before renewal. Submit your renewal application at least 30 days before expiration to avoid late fees. Practicing with an expired license in PA can result in fines and disciplinary action.
License Expiry Calculator — Investment Advisor in PA
Enter your license issue date to see when renewal is due. Pennsylvania requires renewal every 1 year.
Additional Information
The demand for licensed Investment Advisor professionals in Pennsylvania continues to grow. PA offers a supportive regulatory environment that balances consumer protection with professional opportunity. The licensing board in Pennsylvania provides online tools and resources to help applicants navigate the process efficiently. Many Investment Advisor professionals in PA report high job satisfaction and competitive compensation.
Document Checklist — Investment Advisor
0 of 5 documents ready
Frequently Asked Questions
License Reciprocity: Can I Use My Pennsylvania Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | Partial | AK requires additional exam or paperwork for PA license holders. |
| Alabama (AL) | Full | AL accepts PA Investment Advisor license via reciprocity agreement. |
| Arizona (AZ) | None | AZ does not recognize PA Investment Advisor license. Full re-application required. |
| Arkansas (AR) | None | AR does not recognize PA Investment Advisor license. Full re-application required. |
| Colorado (CO) | None | CO does not recognize PA Investment Advisor license. Full re-application required. |
| Delaware (DE) | None | DE does not recognize PA Investment Advisor license. Full re-application required. |
| California (CA) | None | CA does not recognize PA Investment Advisor license. Full re-application required. |
| Florida (FL) | Partial | FL requires additional exam or paperwork for PA license holders. |
Where to File Locally in Pennsylvania
Visit a licensing department office near you for in-person assistance.
Harrisburg
2601 N 3rd St, Harrisburg, PA 17110
(717) 783-3397
Mon-Fri 8:00 AM - 5:00 PM
Philadelphia
1400 Spring Garden St, Philadelphia, PA 19130
(215) 686-1776
Mon-Fri 8:00 AM - 5:00 PM
Pittsburgh
414 Grant St, Pittsburgh, PA 15219
(412) 255-2626
Mon-Fri 8:00 AM - 5:00 PM
Allentown
435 Hamilton St, Allentown, PA 18101
(610) 437-7500
Mon-Fri 8:00 AM - 5:00 PM
Erie
626 State St, Erie, PA 16501
(814) 870-1234
Mon-Fri 8:00 AM - 5:00 PM
Official Pennsylvania Resources
Always verify requirements directly with the Pennsylvania state board. Regulations may change.
Pennsylvania Licensing Board
https://www.dos.pa.gov/bpoa
Contact Phone
(717) 783-3397
Can't find what you're looking for?
Our research team is here to help. Reach out and we'll get you the licensing information you need.
Contact Our TeamDisclaimer
US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.