How to Apply
The path to becoming a licensed Investment Advisor in South Carolina involves several key steps. First, complete an approved education program recognized by SC. Next, prepare for and successfully pass the Series 65 or Series 66 Exam. Finally, gather your documentation and submit your license application through the South Carolina state licensing portal.
Requirements
To qualify for Investment Advisor licensure in South Carolina, candidates must satisfy several prerequisites. SC mandates completion of an approved training program, successful passage of the Series 65 or Series 66 Exam, and a clean criminal background check. Additional requirements may include proof of residency and professional references as determined by the South Carolina regulatory authority.
Fees & Costs
South Carolina sets the Investment Advisor license application fee at $500. This is a one-time fee for new applicants in SC. Additional costs may include fingerprinting fees, background check fees, and exam registration. The total out-of-pocket cost for new licensees in South Carolina typically ranges from $500 to $700.
License Fee Calculator — Investment Advisor in South Carolina
Renewal Process
License renewal for Investment Advisor professionals in South Carolina occurs on a 1-year cycle. SC charges a renewal fee of $350 and mandates continuing education as part of the renewal process. It is recommended to begin the renewal process in South Carolina at least 60 days before your license expires to ensure uninterrupted practice.
License Expiry Calculator — Investment Advisor in SC
Enter your license issue date to see when renewal is due. South Carolina requires renewal every 1 year.
Additional Information
Working as a Investment Advisor in South Carolina offers numerous opportunities for career growth and professional development. SC has a robust job market for licensed professionals in this field. The state board actively works to streamline the licensing process while maintaining rigorous standards. South Carolina also participates in interstate licensing compacts, which may facilitate practice across state lines for qualified Investment Advisor professionals.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My South Carolina Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | None | AK does not recognize SC Investment Advisor license. Full re-application required. |
| Alabama (AL) | Partial | AL requires additional exam or paperwork for SC license holders. |
| Arizona (AZ) | Full | AZ accepts SC Investment Advisor license via reciprocity agreement. |
| Arkansas (AR) | Full | AR accepts SC Investment Advisor license via reciprocity agreement. |
| Colorado (CO) | Full | CO accepts SC Investment Advisor license via reciprocity agreement. |
| Delaware (DE) | Partial | DE requires additional exam or paperwork for SC license holders. |
| California (CA) | Partial | CA requires additional exam or paperwork for SC license holders. |
| Florida (FL) | None | FL does not recognize SC Investment Advisor license. Full re-application required. |
Where to File Locally in South Carolina
Visit a licensing department office near you for in-person assistance.
Columbia
110 Centerview Dr, Columbia, SC 29210
(803) 896-4300
Mon-Fri 8:30 AM - 5:00 PM
Charleston
75 Calhoun St, Charleston, SC 29401
(843) 724-3700
Mon-Fri 8:30 AM - 5:00 PM
Greenville
206 S Main St, Greenville, SC 29601
(864) 467-4400
Mon-Fri 8:30 AM - 5:00 PM
Myrtle Beach
1018 2nd Ave N, Myrtle Beach, SC 29577
(843) 918-1000
Mon-Fri 8:30 AM - 5:00 PM
Rock Hill
155 Johnston St, Rock Hill, SC 29730
(803) 329-5500
Mon-Fri 8:30 AM - 5:00 PM
Official South Carolina Resources
Always verify requirements directly with the South Carolina state board. Regulations may change.
South Carolina Licensing Board
https://llr.sc.gov
Contact Phone
(803) 896-4300
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.