How to Apply
Getting licensed as a Investment Advisor in Tennessee starts with meeting the educational prerequisites set by the TN licensing authority. Once you have completed your training, you will need to register for and pass the Series 65 or Series 66 Exam. After passing, submit your application along with all required documents to the Tennessee state board.
Requirements
Before applying for a Investment Advisor license in Tennessee, ensure you meet all eligibility criteria. TN requires candidates to have completed the necessary educational coursework and accumulated the required training hours. All applicants must pass a comprehensive background check and provide proof of identity. Successfully passing the Series 65 or Series 66 Exam is a non-negotiable requirement in Tennessee.
Fees & Costs
Tennessee sets the Investment Advisor license application fee at $500. This is a one-time fee for new applicants in TN. Additional costs may include fingerprinting fees, background check fees, and exam registration. The total out-of-pocket cost for new licensees in Tennessee typically ranges from $500 to $700.
License Fee Calculator — Investment Advisor in Tennessee
Renewal Process
Maintaining your Investment Advisor license in Tennessee requires timely renewal every 1 year. TN sets the renewal fee at $350. You must complete all required continuing education hours and submit proof to the Tennessee board. Failure to renew on time may result in license suspension and reinstatement fees in TN.
License Expiry Calculator — Investment Advisor in TN
Enter your license issue date to see when renewal is due. Tennessee requires renewal every 1 year.
Additional Information
Working as a Investment Advisor in Tennessee offers numerous opportunities for career growth and professional development. TN has a robust job market for licensed professionals in this field. The state board actively works to streamline the licensing process while maintaining rigorous standards. Tennessee also participates in interstate licensing compacts, which may facilitate practice across state lines for qualified Investment Advisor professionals.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Tennessee Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | None | AK does not recognize TN Investment Advisor license. Full re-application required. |
| Alabama (AL) | None | AL does not recognize TN Investment Advisor license. Full re-application required. |
| Arizona (AZ) | Partial | AZ requires additional exam or paperwork for TN license holders. |
| Arkansas (AR) | Partial | AR requires additional exam or paperwork for TN license holders. |
| Colorado (CO) | Partial | CO requires additional exam or paperwork for TN license holders. |
| Delaware (DE) | Partial | DE requires additional exam or paperwork for TN license holders. |
| California (CA) | None | CA does not recognize TN Investment Advisor license. Full re-application required. |
| Florida (FL) | Full | FL accepts TN Investment Advisor license via reciprocity agreement. |
Where to File Locally in Tennessee
Visit a licensing department office near you for in-person assistance.
Nashville
500 James Robertson Pkwy, Nashville, TN 37243
(615) 741-3449
Mon-Fri 8:00 AM - 4:30 PM
Memphis
125 N Main St, Memphis, TN 38103
(901) 576-6000
Mon-Fri 8:00 AM - 4:30 PM
Knoxville
400 Main St, Knoxville, TN 37902
(865) 215-2000
Mon-Fri 8:00 AM - 4:30 PM
Chattanooga
101 E 11th St, Chattanooga, TN 37402
(423) 643-7800
Mon-Fri 8:00 AM - 4:30 PM
Clarksville
1 Public Square, Clarksville, TN 37040
(931) 645-7444
Mon-Fri 8:00 AM - 4:30 PM
Official Tennessee Resources
Always verify requirements directly with the Tennessee state board. Regulations may change.
Tennessee Licensing Board
https://www.tn.gov/commerce
Contact Phone
(615) 741-3449
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.