How to Apply
If you are looking to start your career as a Investment Advisor in Texas, the licensing process begins with education. TX mandates specific coursework before you can sit for the Series 65 or Series 66 Exam. Upon passing the exam, you can proceed to file your application with the appropriate Texas regulatory board.
Requirements
The Texas licensing board sets clear requirements for aspiring Investment Advisor professionals. These include age verification (minimum 18), completion of state-approved education, and passing the Series 65 or Series 66 Exam. TX also requires a thorough background investigation and may request additional documentation depending on your specific circumstances.
Fees & Costs
The cost of becoming a licensed Investment Advisor in Texas starts at $500 for the application fee. TX requires this fee to be paid at the time of application submission. Factor in additional expenses such as exam fees, background check costs, and any required continuing education. Late renewal penalties in Texas can add up to $175 to your costs.
License Fee Calculator — Investment Advisor in Texas
Renewal Process
Texas requires Investment Advisor license holders to renew their credentials every 1 year. The renewal fee is $350 in TX. Continuing education requirements must be met before the renewal application is submitted. Texas offers both online and mail-in renewal options for licensed professionals.
License Expiry Calculator — Investment Advisor in TX
Enter your license issue date to see when renewal is due. Texas requires renewal every 1 year.
Additional Information
Working as a Investment Advisor in Texas offers numerous opportunities for career growth and professional development. TX has a robust job market for licensed professionals in this field. The state board actively works to streamline the licensing process while maintaining rigorous standards. Texas also participates in interstate licensing compacts, which may facilitate practice across state lines for qualified Investment Advisor professionals.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Texas Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | Full | AK accepts TX Investment Advisor license via reciprocity agreement. |
| Alabama (AL) | Partial | AL requires additional exam or paperwork for TX license holders. |
| Arizona (AZ) | None | AZ does not recognize TX Investment Advisor license. Full re-application required. |
| Arkansas (AR) | Partial | AR requires additional exam or paperwork for TX license holders. |
| Colorado (CO) | Partial | CO requires additional exam or paperwork for TX license holders. |
| Delaware (DE) | Partial | DE requires additional exam or paperwork for TX license holders. |
| California (CA) | None | CA does not recognize TX Investment Advisor license. Full re-application required. |
| Florida (FL) | None | FL does not recognize TX Investment Advisor license. Full re-application required. |
Where to File Locally in Texas
Visit a licensing department office near you for in-person assistance.
Austin
920 Colorado St, Austin, TX 78701
(512) 463-6599
Mon-Fri 8:00 AM - 5:00 PM
Houston
901 Bagby St, Houston, TX 77002
(713) 837-7000
Mon-Fri 8:00 AM - 5:00 PM
Dallas
1500 Marilla St, Dallas, TX 75201
(214) 670-3011
Mon-Fri 8:00 AM - 5:00 PM
San Antonio
100 Military Plaza, San Antonio, TX 78205
(210) 207-7080
Mon-Fri 8:00 AM - 5:00 PM
Fort Worth
200 Texas St, Fort Worth, TX 76102
(817) 392-2255
Mon-Fri 8:00 AM - 5:00 PM
Official Texas Resources
Always verify requirements directly with the Texas state board. Regulations may change.
Texas Licensing Board
https://www.tdlr.texas.gov
Contact Phone
(512) 463-6599
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.