How to Apply
Getting licensed as a Investment Advisor in Utah starts with meeting the educational prerequisites set by the UT licensing authority. Once you have completed your training, you will need to register for and pass the Series 65 or Series 66 Exam. After passing, submit your application along with all required documents to the Utah state board.
Requirements
Before applying for a Investment Advisor license in Utah, ensure you meet all eligibility criteria. UT requires candidates to have completed the necessary educational coursework and accumulated the required training hours. All applicants must pass a comprehensive background check and provide proof of identity. Successfully passing the Series 65 or Series 66 Exam is a non-negotiable requirement in Utah.
Fees & Costs
Utah sets the Investment Advisor license application fee at $500. This is a one-time fee for new applicants in UT. Additional costs may include fingerprinting fees, background check fees, and exam registration. The total out-of-pocket cost for new licensees in Utah typically ranges from $500 to $700.
License Fee Calculator — Investment Advisor in Utah
Renewal Process
License renewal for Investment Advisor professionals in Utah occurs on a 1-year cycle. UT charges a renewal fee of $350 and mandates continuing education as part of the renewal process. It is recommended to begin the renewal process in Utah at least 60 days before your license expires to ensure uninterrupted practice.
License Expiry Calculator — Investment Advisor in UT
Enter your license issue date to see when renewal is due. Utah requires renewal every 1 year.
Additional Information
Utah takes professional licensing seriously, and the Investment Advisor field is no exception. The state board in UT regularly updates its requirements to align with industry standards and protect public safety. As a licensed Investment Advisor in Utah, you will be expected to maintain high ethical standards and stay current with developments in your field. The UT licensing board provides resources and support to help professionals meet their obligations.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Utah Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | Full | AK accepts UT Investment Advisor license via reciprocity agreement. |
| Alabama (AL) | Full | AL accepts UT Investment Advisor license via reciprocity agreement. |
| Arizona (AZ) | None | AZ does not recognize UT Investment Advisor license. Full re-application required. |
| Arkansas (AR) | Full | AR accepts UT Investment Advisor license via reciprocity agreement. |
| Colorado (CO) | Full | CO accepts UT Investment Advisor license via reciprocity agreement. |
| Delaware (DE) | Partial | DE requires additional exam or paperwork for UT license holders. |
| California (CA) | None | CA does not recognize UT Investment Advisor license. Full re-application required. |
| Florida (FL) | Partial | FL requires additional exam or paperwork for UT license holders. |
Where to File Locally in Utah
Visit a licensing department office near you for in-person assistance.
Salt Lake City
160 E 300 S, Salt Lake City, UT 84111
(801) 530-6628
Mon-Fri 8:00 AM - 5:00 PM
Provo
351 W Center St, Provo, UT 84601
(801) 852-6000
Mon-Fri 8:00 AM - 5:00 PM
West Valley City
3600 S Constitution Blvd, West Valley City, UT 84119
(801) 966-3600
Mon-Fri 8:00 AM - 5:00 PM
Ogden
2549 Washington Blvd, Ogden, UT 84401
(801) 629-8000
Mon-Fri 8:00 AM - 5:00 PM
St. George
175 E 200 N, St. George, UT 84770
(435) 627-4000
Mon-Fri 8:00 AM - 5:00 PM
Official Utah Resources
Always verify requirements directly with the Utah state board. Regulations may change.
Utah Licensing Board
https://dopl.utah.gov
Contact Phone
(801) 530-6628
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.