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Investment Advisor License in Virginia

Your complete 2026 guide to obtaining and maintaining your Investment Advisor license in VA. Covers fees, exams, documents, and renewal.

Application Fee

$500

Processing Time

4-8 Weeks

Exam Required

Series 65 or Series 66 Exam

Difficulty Level

High

Step-by-Step: How to Get Licensed

Follow these 5 steps to obtain your Investment Advisor license in Virginia.

Step 1·Complete Education

Finish an approved Investment Advisor training program in Virginia.

Step 2·Gather Documents

Collect all 5 required documents for your VA application.

Step 3·Pass the Exam

Score passing marks on the Series 65 or Series 66 Exam.

Step 4·Submit Application

File your application with the Virginia licensing board and pay the $500 fee.

Step 5·Receive License

Processing takes 4-8 weeks in VA. Practice legally once approved.

How to Apply

The path to becoming a licensed Investment Advisor in Virginia involves several key steps. First, complete an approved education program recognized by VA. Next, prepare for and successfully pass the Series 65 or Series 66 Exam. Finally, gather your documentation and submit your license application through the Virginia state licensing portal.

Requirements

Before applying for a Investment Advisor license in Virginia, ensure you meet all eligibility criteria. VA requires candidates to have completed the necessary educational coursework and accumulated the required training hours. All applicants must pass a comprehensive background check and provide proof of identity. Successfully passing the Series 65 or Series 66 Exam is a non-negotiable requirement in Virginia.

Fees & Costs

The cost of becoming a licensed Investment Advisor in Virginia starts at $500 for the application fee. VA requires this fee to be paid at the time of application submission. Factor in additional expenses such as exam fees, background check costs, and any required continuing education. Late renewal penalties in Virginia can add up to $175 to your costs.

License Fee Calculator — Investment Advisor in Virginia

Base License Fee$500
Estimated Total$500

Renewal Process

Virginia requires Investment Advisor license holders to renew their credentials every 1 year. The renewal fee is $350 in VA. Continuing education requirements must be met before the renewal application is submitted. Virginia offers both online and mail-in renewal options for licensed professionals.

License Expiry Calculator — Investment Advisor in VA

Enter your license issue date to see when renewal is due. Virginia requires renewal every 1 year.

Additional Information

The demand for licensed Investment Advisor professionals in Virginia continues to grow. VA offers a supportive regulatory environment that balances consumer protection with professional opportunity. The licensing board in Virginia provides online tools and resources to help applicants navigate the process efficiently. Many Investment Advisor professionals in VA report high job satisfaction and competitive compensation.

Document Checklist — Investment Advisor

0 of 5 documents ready

Frequently Asked Questions

License Reciprocity: Can I Use My Virginia Investment Advisor License in Other States?

Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.

Destination StateReciprocityNotes
Alaska (AK) PartialAK requires additional exam or paperwork for VA license holders.
Alabama (AL) PartialAL requires additional exam or paperwork for VA license holders.
Arizona (AZ) NoneAZ does not recognize VA Investment Advisor license. Full re-application required.
Arkansas (AR) NoneAR does not recognize VA Investment Advisor license. Full re-application required.
Colorado (CO) NoneCO does not recognize VA Investment Advisor license. Full re-application required.
Delaware (DE) FullDE accepts VA Investment Advisor license via reciprocity agreement.
California (CA) PartialCA requires additional exam or paperwork for VA license holders.
Florida (FL) NoneFL does not recognize VA Investment Advisor license. Full re-application required.

Where to File Locally in Virginia

Visit a licensing department office near you for in-person assistance.

Richmond

9960 Mayland Dr, Richmond, VA 23233

(804) 367-8500

Mon-Fri 8:15 AM - 5:00 PM

Virginia Beach

2401 Courthouse Dr, Virginia Beach, VA 23456

(757) 385-4242

Mon-Fri 8:15 AM - 5:00 PM

Norfolk

810 Union St, Norfolk, VA 23510

(757) 664-4000

Mon-Fri 8:15 AM - 5:00 PM

Arlington

2100 Clarendon Blvd, Arlington, VA 22201

(703) 228-3000

Mon-Fri 8:00 AM - 5:00 PM

Roanoke

215 Church Ave SW, Roanoke, VA 24011

(540) 853-2000

Mon-Fri 8:15 AM - 5:00 PM

Official Virginia Resources

Always verify requirements directly with the Virginia state board. Regulations may change.

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Disclaimer

US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.