How to Apply
The path to becoming a licensed Investment Advisor in Washington involves several key steps. First, complete an approved education program recognized by WA. Next, prepare for and successfully pass the Series 65 or Series 66 Exam. Finally, gather your documentation and submit your license application through the Washington state licensing portal.
Requirements
Washington has specific requirements for Investment Advisor licensure that applicants must fulfill. You must be at least 18 years old and hold a valid government-issued identification. Educational requirements include completing an accredited program relevant to provide investment advice and manage client portfolios. A clean background check is mandatory in WA, and you must demonstrate good moral character. The Series 65 or Series 66 Exam must be passed with a minimum score set by the Washington board.
Fees & Costs
The initial application fee for a Investment Advisor license in Washington is approximately $500. This fee covers the processing of your application and initial license issuance. WA also charges an examination fee which is typically paid directly to the testing provider. Late application submissions in Washington may incur additional penalties of up to $125.
License Fee Calculator — Investment Advisor in Washington
Renewal Process
Washington requires Investment Advisor license holders to renew their credentials every 1 year. The renewal fee is $350 in WA. Continuing education requirements must be met before the renewal application is submitted. Washington offers both online and mail-in renewal options for licensed professionals.
License Expiry Calculator — Investment Advisor in WA
Enter your license issue date to see when renewal is due. Washington requires renewal every 1 year.
Additional Information
Washington takes professional licensing seriously, and the Investment Advisor field is no exception. The state board in WA regularly updates its requirements to align with industry standards and protect public safety. As a licensed Investment Advisor in Washington, you will be expected to maintain high ethical standards and stay current with developments in your field. The WA licensing board provides resources and support to help professionals meet their obligations.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Washington Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | None | AK does not recognize WA Investment Advisor license. Full re-application required. |
| Alabama (AL) | Partial | AL requires additional exam or paperwork for WA license holders. |
| Arizona (AZ) | Full | AZ accepts WA Investment Advisor license via reciprocity agreement. |
| Arkansas (AR) | Partial | AR requires additional exam or paperwork for WA license holders. |
| Colorado (CO) | Partial | CO requires additional exam or paperwork for WA license holders. |
| Delaware (DE) | None | DE does not recognize WA Investment Advisor license. Full re-application required. |
| California (CA) | None | CA does not recognize WA Investment Advisor license. Full re-application required. |
| Florida (FL) | None | FL does not recognize WA Investment Advisor license. Full re-application required. |
Where to File Locally in Washington
Visit a licensing department office near you for in-person assistance.
Olympia
1125 Washington St SE, Olympia, WA 98504
(360) 236-4700
Mon-Fri 8:00 AM - 5:00 PM
Seattle
600 4th Ave, Seattle, WA 98104
(206) 684-8484
Mon-Fri 8:00 AM - 5:00 PM
Spokane
808 W Spokane Falls Blvd, Spokane, WA 99201
(509) 625-6250
Mon-Fri 8:00 AM - 5:00 PM
Tacoma
747 Market St, Tacoma, WA 98402
(253) 591-5000
Mon-Fri 8:00 AM - 5:00 PM
Vancouver
415 W 6th St, Vancouver, WA 98660
(360) 487-8600
Mon-Fri 8:00 AM - 5:00 PM
Official Washington Resources
Always verify requirements directly with the Washington state board. Regulations may change.
Washington Licensing Board
https://www.dol.wa.gov
Contact Phone
(360) 236-4700
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.