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Investment Advisor License in West Virginia

Your complete 2026 guide to obtaining and maintaining your Investment Advisor license in WV. Covers fees, exams, documents, and renewal.

Application Fee

$500

Processing Time

4-8 Weeks

Exam Required

Series 65 or Series 66 Exam

Difficulty Level

High

Step-by-Step: How to Get Licensed

Follow these 5 steps to obtain your Investment Advisor license in West Virginia.

Step 1·Complete Education

Finish an approved Investment Advisor training program in West Virginia.

Step 2·Gather Documents

Collect all 5 required documents for your WV application.

Step 3·Pass the Exam

Score passing marks on the Series 65 or Series 66 Exam.

Step 4·Submit Application

File your application with the West Virginia licensing board and pay the $500 fee.

Step 5·Receive License

Processing takes 4-8 weeks in WV. Practice legally once approved.

How to Apply

To obtain your Investment Advisor license in West Virginia, you must first complete the state-mandated pre-licensing education requirements. West Virginia requires all applicants to pass the Series 65 or Series 66 Exam before submitting their application to the state licensing board. The application process in WV is straightforward but requires careful attention to detail and documentation.

Requirements

West Virginia has specific requirements for Investment Advisor licensure that applicants must fulfill. You must be at least 18 years old and hold a valid government-issued identification. Educational requirements include completing an accredited program relevant to provide investment advice and manage client portfolios. A clean background check is mandatory in WV, and you must demonstrate good moral character. The Series 65 or Series 66 Exam must be passed with a minimum score set by the West Virginia board.

Fees & Costs

West Virginia sets the Investment Advisor license application fee at $500. This is a one-time fee for new applicants in WV. Additional costs may include fingerprinting fees, background check fees, and exam registration. The total out-of-pocket cost for new licensees in West Virginia typically ranges from $500 to $700.

License Fee Calculator — Investment Advisor in West Virginia

Base License Fee$500
Estimated Total$500

Renewal Process

Maintaining your Investment Advisor license in West Virginia requires timely renewal every 1 year. WV sets the renewal fee at $350. You must complete all required continuing education hours and submit proof to the West Virginia board. Failure to renew on time may result in license suspension and reinstatement fees in WV.

License Expiry Calculator — Investment Advisor in WV

Enter your license issue date to see when renewal is due. West Virginia requires renewal every 1 year.

Additional Information

The demand for licensed Investment Advisor professionals in West Virginia continues to grow. WV offers a supportive regulatory environment that balances consumer protection with professional opportunity. The licensing board in West Virginia provides online tools and resources to help applicants navigate the process efficiently. Many Investment Advisor professionals in WV report high job satisfaction and competitive compensation.

Document Checklist — Investment Advisor

0 of 5 documents ready

Frequently Asked Questions

License Reciprocity: Can I Use My West Virginia Investment Advisor License in Other States?

Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.

Destination StateReciprocityNotes
Alaska (AK) PartialAK requires additional exam or paperwork for WV license holders.
Alabama (AL) FullAL accepts WV Investment Advisor license via reciprocity agreement.
Arizona (AZ) PartialAZ requires additional exam or paperwork for WV license holders.
Arkansas (AR) PartialAR requires additional exam or paperwork for WV license holders.
Colorado (CO) PartialCO requires additional exam or paperwork for WV license holders.
Delaware (DE) PartialDE requires additional exam or paperwork for WV license holders.
California (CA) FullCA accepts WV Investment Advisor license via reciprocity agreement.
Florida (FL) PartialFL requires additional exam or paperwork for WV license holders.

Where to File Locally in West Virginia

Visit a licensing department office near you for in-person assistance.

Charleston

1900 Kanawha Blvd E, Charleston, WV 25305

(304) 558-6000

Mon-Fri 8:30 AM - 5:00 PM

Huntington

800 5th Ave, Huntington, WV 25701

(304) 696-5540

Mon-Fri 8:30 AM - 5:00 PM

Morgantown

389 Spruce St, Morgantown, WV 26505

(304) 284-7400

Mon-Fri 8:30 AM - 5:00 PM

Parkersburg

1 Government Square, Parkersburg, WV 26101

(304) 424-8500

Mon-Fri 8:30 AM - 5:00 PM

Wheeling

1500 Chapline St, Wheeling, WV 26003

(304) 234-3600

Mon-Fri 8:30 AM - 5:00 PM

Official West Virginia Resources

Always verify requirements directly with the West Virginia state board. Regulations may change.

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Disclaimer

US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.