How to Apply
If you are looking to start your career as a Investment Advisor in Wisconsin, the licensing process begins with education. WI mandates specific coursework before you can sit for the Series 65 or Series 66 Exam. Upon passing the exam, you can proceed to file your application with the appropriate Wisconsin regulatory board.
Requirements
Before applying for a Investment Advisor license in Wisconsin, ensure you meet all eligibility criteria. WI requires candidates to have completed the necessary educational coursework and accumulated the required training hours. All applicants must pass a comprehensive background check and provide proof of identity. Successfully passing the Series 65 or Series 66 Exam is a non-negotiable requirement in Wisconsin.
Fees & Costs
The cost of becoming a licensed Investment Advisor in Wisconsin starts at $500 for the application fee. WI requires this fee to be paid at the time of application submission. Factor in additional expenses such as exam fees, background check costs, and any required continuing education. Late renewal penalties in Wisconsin can add up to $175 to your costs.
License Fee Calculator — Investment Advisor in Wisconsin
Renewal Process
Your Investment Advisor license in Wisconsin must be renewed every 1 year. The renewal fee in WI is $350. Wisconsin requires completion of continuing education credits before renewal. Submit your renewal application at least 30 days before expiration to avoid late fees. Practicing with an expired license in WI can result in fines and disciplinary action.
License Expiry Calculator — Investment Advisor in WI
Enter your license issue date to see when renewal is due. Wisconsin requires renewal every 1 year.
Additional Information
The demand for licensed Investment Advisor professionals in Wisconsin continues to grow. WI offers a supportive regulatory environment that balances consumer protection with professional opportunity. The licensing board in Wisconsin provides online tools and resources to help applicants navigate the process efficiently. Many Investment Advisor professionals in WI report high job satisfaction and competitive compensation.
Document Checklist — Investment Advisor
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Frequently Asked Questions
License Reciprocity: Can I Use My Wisconsin Investment Advisor License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | None | AK does not recognize WI Investment Advisor license. Full re-application required. |
| Alabama (AL) | Partial | AL requires additional exam or paperwork for WI license holders. |
| Arizona (AZ) | Full | AZ accepts WI Investment Advisor license via reciprocity agreement. |
| Arkansas (AR) | Partial | AR requires additional exam or paperwork for WI license holders. |
| Colorado (CO) | Partial | CO requires additional exam or paperwork for WI license holders. |
| Delaware (DE) | None | DE does not recognize WI Investment Advisor license. Full re-application required. |
| California (CA) | Partial | CA requires additional exam or paperwork for WI license holders. |
| Florida (FL) | None | FL does not recognize WI Investment Advisor license. Full re-application required. |
Where to File Locally in Wisconsin
Visit a licensing department office near you for in-person assistance.
Madison
4822 Madison Yards Way, Madison, WI 53705
(608) 266-2112
Mon-Fri 7:45 AM - 4:30 PM
Milwaukee
200 E Wells St, Milwaukee, WI 53202
(414) 286-2200
Mon-Fri 8:00 AM - 4:30 PM
Green Bay
100 N Jefferson St, Green Bay, WI 54301
(920) 448-3000
Mon-Fri 8:00 AM - 4:30 PM
Kenosha
625 52nd St, Kenosha, WI 53140
(262) 653-4000
Mon-Fri 8:00 AM - 4:30 PM
Racine
730 Washington Ave, Racine, WI 53403
(262) 636-9151
Mon-Fri 8:00 AM - 4:30 PM
Official Wisconsin Resources
Always verify requirements directly with the Wisconsin state board. Regulations may change.
Wisconsin Licensing Board
https://dsps.wi.gov
Contact Phone
(608) 266-2112
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.