How to Apply
Getting licensed as a Stockbroker in Wisconsin starts with meeting the educational prerequisites set by the WI licensing authority. Once you have completed your training, you will need to register for and pass the Series 7 & Series 63 Exams. After passing, submit your application along with all required documents to the Wisconsin state board.
Requirements
Wisconsin has specific requirements for Stockbroker licensure that applicants must fulfill. You must be at least 18 years old and hold a valid government-issued identification. Educational requirements include completing an accredited program relevant to buy and sell securities on behalf of clients. A clean background check is mandatory in WI, and you must demonstrate good moral character. The Series 7 & Series 63 Exams must be passed with a minimum score set by the Wisconsin board.
Fees & Costs
Wisconsin sets the Stockbroker license application fee at $450. This is a one-time fee for new applicants in WI. Additional costs may include fingerprinting fees, background check fees, and exam registration. The total out-of-pocket cost for new licensees in Wisconsin typically ranges from $450 to $650.
License Fee Calculator — Stockbroker in Wisconsin
Renewal Process
Wisconsin requires Stockbroker license holders to renew their credentials every 1 year. The renewal fee is $300 in WI. Continuing education requirements must be met before the renewal application is submitted. Wisconsin offers both online and mail-in renewal options for licensed professionals.
License Expiry Calculator — Stockbroker in WI
Enter your license issue date to see when renewal is due. Wisconsin requires renewal every 1 year.
Additional Information
Wisconsin takes professional licensing seriously, and the Stockbroker field is no exception. The state board in WI regularly updates its requirements to align with industry standards and protect public safety. As a licensed Stockbroker in Wisconsin, you will be expected to maintain high ethical standards and stay current with developments in your field. The WI licensing board provides resources and support to help professionals meet their obligations.
Document Checklist — Stockbroker
0 of 6 documents ready
Frequently Asked Questions
License Reciprocity: Can I Use My Wisconsin Stockbroker License in Other States?
Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.
| Destination State | Reciprocity | Notes |
|---|---|---|
| Alaska (AK) | Partial | AK requires additional exam or paperwork for WI license holders. |
| Alabama (AL) | Partial | AL requires additional exam or paperwork for WI license holders. |
| Arizona (AZ) | Full | AZ accepts WI Stockbroker license via reciprocity agreement. |
| Arkansas (AR) | None | AR does not recognize WI Stockbroker license. Full re-application required. |
| Colorado (CO) | Full | CO accepts WI Stockbroker license via reciprocity agreement. |
| Delaware (DE) | Partial | DE requires additional exam or paperwork for WI license holders. |
| California (CA) | Full | CA accepts WI Stockbroker license via reciprocity agreement. |
| Florida (FL) | Partial | FL requires additional exam or paperwork for WI license holders. |
Where to File Locally in Wisconsin
Visit a licensing department office near you for in-person assistance.
Madison
4822 Madison Yards Way, Madison, WI 53705
(608) 266-2112
Mon-Fri 7:45 AM - 4:30 PM
Milwaukee
200 E Wells St, Milwaukee, WI 53202
(414) 286-2200
Mon-Fri 8:00 AM - 4:30 PM
Green Bay
100 N Jefferson St, Green Bay, WI 54301
(920) 448-3000
Mon-Fri 8:00 AM - 4:30 PM
Kenosha
625 52nd St, Kenosha, WI 53140
(262) 653-4000
Mon-Fri 8:00 AM - 4:30 PM
Racine
730 Washington Ave, Racine, WI 53403
(262) 636-9151
Mon-Fri 8:00 AM - 4:30 PM
Official Wisconsin Resources
Always verify requirements directly with the Wisconsin state board. Regulations may change.
Wisconsin Licensing Board
https://dsps.wi.gov
Contact Phone
(608) 266-2112
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US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.