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Investment Advisor License in Wyoming

Your complete 2026 guide to obtaining and maintaining your Investment Advisor license in WY. Covers fees, exams, documents, and renewal.

Application Fee

$500

Processing Time

4-8 Weeks

Exam Required

Series 65 or Series 66 Exam

Difficulty Level

High

Step-by-Step: How to Get Licensed

Follow these 5 steps to obtain your Investment Advisor license in Wyoming.

Step 1·Complete Education

Finish an approved Investment Advisor training program in Wyoming.

Step 2·Gather Documents

Collect all 5 required documents for your WY application.

Step 3·Pass the Exam

Score passing marks on the Series 65 or Series 66 Exam.

Step 4·Submit Application

File your application with the Wyoming licensing board and pay the $500 fee.

Step 5·Receive License

Processing takes 4-8 weeks in WY. Practice legally once approved.

How to Apply

The path to becoming a licensed Investment Advisor in Wyoming involves several key steps. First, complete an approved education program recognized by WY. Next, prepare for and successfully pass the Series 65 or Series 66 Exam. Finally, gather your documentation and submit your license application through the Wyoming state licensing portal.

Requirements

To qualify for Investment Advisor licensure in Wyoming, candidates must satisfy several prerequisites. WY mandates completion of an approved training program, successful passage of the Series 65 or Series 66 Exam, and a clean criminal background check. Additional requirements may include proof of residency and professional references as determined by the Wyoming regulatory authority.

Fees & Costs

The initial application fee for a Investment Advisor license in Wyoming is approximately $500. This fee covers the processing of your application and initial license issuance. WY also charges an examination fee which is typically paid directly to the testing provider. Late application submissions in Wyoming may incur additional penalties of up to $125.

License Fee Calculator — Investment Advisor in Wyoming

Base License Fee$500
Estimated Total$500

Renewal Process

Wyoming requires Investment Advisor license holders to renew their credentials every 1 year. The renewal fee is $350 in WY. Continuing education requirements must be met before the renewal application is submitted. Wyoming offers both online and mail-in renewal options for licensed professionals.

License Expiry Calculator — Investment Advisor in WY

Enter your license issue date to see when renewal is due. Wyoming requires renewal every 1 year.

Additional Information

The demand for licensed Investment Advisor professionals in Wyoming continues to grow. WY offers a supportive regulatory environment that balances consumer protection with professional opportunity. The licensing board in Wyoming provides online tools and resources to help applicants navigate the process efficiently. Many Investment Advisor professionals in WY report high job satisfaction and competitive compensation.

Document Checklist — Investment Advisor

0 of 5 documents ready

Frequently Asked Questions

License Reciprocity: Can I Use My Wyoming Investment Advisor License in Other States?

Reciprocity varies by state. Always verify with the destination state's licensing board before practicing.

Destination StateReciprocityNotes
Alaska (AK) PartialAK requires additional exam or paperwork for WY license holders.
Alabama (AL) PartialAL requires additional exam or paperwork for WY license holders.
Arizona (AZ) NoneAZ does not recognize WY Investment Advisor license. Full re-application required.
Arkansas (AR) PartialAR requires additional exam or paperwork for WY license holders.
Colorado (CO) PartialCO requires additional exam or paperwork for WY license holders.
Delaware (DE) PartialDE requires additional exam or paperwork for WY license holders.
California (CA) PartialCA requires additional exam or paperwork for WY license holders.
Florida (FL) NoneFL does not recognize WY Investment Advisor license. Full re-application required.

Where to File Locally in Wyoming

Visit a licensing department office near you for in-person assistance.

Cheyenne

2001 Capitol Ave, Cheyenne, WY 82002

(307) 777-5333

Mon-Fri 8:00 AM - 5:00 PM

Casper

200 N David St, Casper, WY 82601

(307) 235-8200

Mon-Fri 8:00 AM - 5:00 PM

Laramie

406 Ivinson Ave, Laramie, WY 82070

(307) 721-5200

Mon-Fri 8:00 AM - 5:00 PM

Gillette

201 E 5th St, Gillette, WY 82716

(307) 682-8200

Mon-Fri 8:00 AM - 5:00 PM

Rock Springs

212 D St, Rock Springs, WY 82901

(307) 352-1500

Mon-Fri 8:00 AM - 5:00 PM

Official Wyoming Resources

Always verify requirements directly with the Wyoming state board. Regulations may change.

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Disclaimer

US License Guide is a private informational resource and is not affiliated with, endorsed by, or connected to any federal, state, or local government agency. The information provided on this website is for general guidance purposes only and should not be considered legal or professional advice. Licensing requirements, fees, and procedures may change without notice. Always verify current requirements directly with your state's official licensing board before making any decisions. Use of this site does not create any professional-client relationship.